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NYPPEX Members enjoy numerous advantages
when privately divesting portfolios or single unregistered securities, including:
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| 1. |
Commitment to Doing Business in a Fair and Ethical Manner. We
seek long-term win-win relationships.
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| 2. |
Depth of Private Market Liquidity.
NYPPEX has amassed a significant pool of global
private market liquidity, estimated at over $10 billion through its 76 institutional members (as of June 1, 2007).
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| 3. |
Access to Recurring Secondary Deal
Flow. NYPPEX serves as the private transfer agent to numerous
private companies and funds.
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| 4. |
Execution Speed. Sell orders in unregistered securities of private
companies are typically executed and settled within 45 days.
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| 5. |
Advanced Private Trading
Technologies. NYPPEX provides high speed secure online access to private offerings, order entry, due
diligence, and settlements.
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| 6. |
Price Quotes and News. Members
can obtain non-firm price quotes and news on over 14,000 unregistered securities in private companies and interests in private partnerships.
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| 7. |
Deal
Analytics. NYPPEX typically creates buy side analytics for portfolios being divested.
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| 8. |
Proactive Marketing.
Private offerings are proactively marketed to qualified investors world wide.
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| 9. |
Anonymous Trading. Sell-side
and buy-side member identities remain anonymous throughout the private trading
process, except as disclosed to the issuer and NYPPEX (unless disclosure among
parties is required by the transfer documents or mutually agreed upon).
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| 10. |
Flexibility in Order Size and
Venue. Members select how orders are entered and privately
presented in the private markets, whether offline at NYPPEX or through a secure
web-based environment at NYPPEX.
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| 11. |
Issuer Controls.
NYPPEX carefully follows each private company and fund issuer’s transfer
instructions.
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| 12. |
Limited Order Routing.
NYPPEX routes orders to a limited number of prospective counter-parties (judged
as a profile match for each order) to help protect the issuer’s non-public
information.
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| 13. |
Accurate Audit Trail.
NYPPEX order tickets, transaction confirms, and settlement confirms are time and
date stamped, and sent to all parties of a transaction.
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